Operational Risk Specialist I
About the position
Monitor and analyze the organization's operational risk exposure, and contribute to the development of operational risk policies. Analyze existing processes, procedures and systems and advise on improvements.
- Responsibilities
- Ensure the organization is not exposed to undue risks by using risk management systems to achieve specific goals within a designated area of the business.
- Identify, within the team, instances of noncompliance with the organization's policies and procedures and/or relevant regulatory codes and codes of conduct, reporting these instances and escalating issues as appropriate.
- Conduct research using primary data sources, and select information needed for the analysis of key themes and trends.
- Contribute to the preparation of various data and analytics reports.
- Advise others on how to design new processes and systems that meet professional standards.
- Contribute to stakeholder engagement by identifying stakeholders; by finding out their needs, issues, and concerns; and by reacting to these needs, issues, and concerns, arranging meetings and events and drafting supporting materials to promote understanding and commitment.
- Requirements
- Inspect, cleanse, transform, and model data to discover useful information, inform conclusions, and support decision-making.
- Identify, assess, prioritize and manage risks.
- Review and evaluate recommendations and requirements and to develop appropriate plans or deliver actions required.
- Bachelor’s: Accounting, Bachelor’s: Actuarial Science, Bachelor’s: Applied Mathematics
- General Experience - 6 to 10 years
- Manager Experience - 3 to 6 years
- Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
- Travel Less than 25%
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